Doing business with us is easy.

You’ll need all documents below, some is for your record, some we’ll need to go through together. 

HPC Firm Brochure   HPC Brochure Supplemental   HPC Advisory Agreement 

Next you’ll need TD Ameritrade’s paperwork.

You’ll need the account application(s) and Transfer in Form(s), if you do not have an existing account with TD Ameritrade.  For existing TD Ameritrade clients, you’ll need the Limited Power of Attorney Form.  Once done, you can fax/email everything to us. Once your account is open, you can access it by clicking on our client page link below. Need to call TD Ameritrade? Our dedicated Midwest Team is available to deliver “the white gloved” customer service experience (888.613.2401 ext 15)

Taxable Accounts   Retirement Accounts   Qualified Retirement Plan Accounts

Transfer In Form   Limited Power of Attorney Form   Option Form    Transfer on Death    New Client Process  

HP Capital charges its fee in arrears, because we feel that it’s just the right thing to do. The only fee, incurred at the onset of being advised, is TD Ameritrade’s trading fee. Some ETFs are commission free, otherwise ETFs cost 9.99 for a trade. Overlay trades are 9.99 + .75 cents per contract. Hiring us is an “at will” arrangement where either party may sever at any time.

Besides personal investment management, we also specialize in retirement and pension investment management. If you are not happy with your choices of 401(k) funds and the exorbitantly high fees (investments, administration and custodian), we can help. We specialize in working with you to create an open plan architecture where the investment universe is available for your employees, at the lowest total cost.

It's quite difficult ensuring that company employees have the best retirement plan possible. The market is changing fast, and there are more choices, risks, and requirements than ever before. That's why we're here.

1. •  Cut 401(k) plan costs for existing plans
   

2. •  Improve the overall quality of your plan 
   

3. •  Meet your pension/401k fiduciary responsibilities
   

4. •  Start a new company retirement plan
   

If you are a CFO, a HR director or a CEO looking to give the best available choices for your company and reduce cost to boot, we’ll provide you with the playbook to do so. Click here for our employer sponsored plan overview.

For investment management consideration, our minimum asset requirement is 25K. See our Client Agreement or ADVII for the full fee schedule:

1. ✤ .75% - Total Wealth Management for individuals.
   

2. ✤ .25% - Total Asset Management for employer sponsored plans.
   

HP Capital Venture LLC also offers complimentary performance and tax reporting as well as an annual newsletter.

Investment advisory fees may be tax deductible, please consult your CPA, accountant for applicability.

We custody our clients accounts with TDAmeritrade Institutional.